Duty to Respond to FOIA Requests
The requester sought various district emails, cellular records, and employment-related documents.
- Date issued
- March 25, 2016
- Case / opinion number
- 2016 PAC 39853
- Public body
- Sirlena Thomas FOIA Officer Harvey School District
- Statute(s)
- 5 ILCS 140/95 ILCS 140/3(f)5 ILCS 140/35 ILCS 140/15 ILCS 140/3(a)5 ILCS 140/3(d)5 ILCS 140/3(e)5 ILCS 140/75 ILCS 140/9(a)735 ILCS 5/3
- Outcome
- Violation found
Plain-language summary
The requester sought a range of personnel-related records, including a principal and social worker's emails and phone/text records, hiring-system data, and old interview reports, and the school district properly notified him it was extending its response time but then never actually responded, even after two follow-up inquiries from the Public Access Bureau. The Public Access Counselor held that failing to respond within the extended period, like failing to respond at all, constitutes a denial under FOIA. The school district was directed to produce all responsive records, subject only to permissible redactions, and to issue a proper written denial for any records it withholds.
Legal question
Did Harvey School District 152 violate section 3(f) of FOIA by failing to respond to a request for public records?
Holding
A public body that obtains a section 3(e) extension but fails to respond within the extended deadline is deemed to have denied the request under section 3(f) of FOIA, and thereafter may not treat the request as unduly burdensome or charge copying fees for the records eventually produced.
Summary
Attorney General Lisa Madigan: Harvey School District 152 failed to respond to Marlon Conway's FOIA request . Attorney General: District failed to comply with, deny in whole or in part, or otherwise appropriately respond to a FOIA request submitted by Mr. Marlon .
Reading view (2,113 words)
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Dear Mr. Conway and Ms. Thomas:,
This is a binding opinion issued by the Attorney General pursuant to section 9.5(f) of the Freedom of Information Act (FOJA) (5 ILCS 140/9.5(f) (West 2014)). For the reasons discussed below, this office concludes that Harvey School District 152 (District) violated section 3(f) of FOIA (5 ILCS 140/3(f) (West 2014)) by failing to comply with, deny in whole or in part, or otherwise appropriately respond to a FOIA request submitted by Mr. Marlon Conway.
BACKGROUND
On December 10, 2015, Mr. Conway, submitted a four-part FOIA request to the District seeking:
District emails Michael Allen, Principal Keesha Buchannan, Social Worker Period of request: August 1, 2015 to November 25, 2015 A a eS PSO District cellular calls and text messages of Michael Allen, Principal Keesha Buchannan, Social Worker Period of request: August 1, 2015 to November 25, 2015 a FS De a A a PH Applitrack use dates, employment requests, positions sought for employment etc. made by Michael Allen Period of request: April 1, 2007 to May 31, 2014 hte teadea tak etetenteettenton tacks hedukudetuteloaturtentekunten’
Employment Applicant Interview Reports for Lowell- Longfellow School Conducted by Principal Marlon Conway Period of request: September 1, 2007 to June 1, 201 yf (Emphasis in original.)
On December 18, 2015, the District sent an e-mail to Mr. Conway with an attached letter stating that it had received his FOIA request on December 11, 2015, and that it was extending the time period for its response by 5 additional business days pursuant to section 3 of FOIA (5 ILCS 140/3 (West 2014)) to December 29, 201 5.” The District's letter contained check marks in front of four of seven reasons listed on the letter, asserting that the "reasons for the delay" were:
(2) The request requires the collection of a large number of records;
(3) The request is categorical in nature and requires an extensive search;
(5) The requested records require examination by a person competent to determine which, if any, are exempt under Section 7 of the Act;
(6) It would unduly burden or interfere with the operations of the public body to fill the request within the initial five (5) business daysf.}"!
On January 27, 2016, Mr. Conway submitted a Request for Review to the Public Access Bureau alleging that the District had failed to respond to his FOIA request.“ On February 1, 2016, the Public Access Bureau forwarded a copy of the Request for Review to the District and asked the District to notify this office whether it had received and responded to Mr. Conway's FOIA request; if it had not yet responded to Mr. Conway, this office asked the District to do so and to provide a copy of its response to this office.° The District did not respond to the letter from this office.
On February 18, 2016, the Public Access Bureau sent the District a second copy of the February 1, 2016, letter and requested that it advise this office of the status of its response to Mr. Conway's FOIA request.® As of the date of this binding opinion, this office has not received any confirmation or indication that the District has responded to Mr. Conway's FOIA
ANALYSIS
"It is a fundamental obligation of government to operate openly and provide public records as expediently and efficiently as possible in compliance with [FOIA]." 5 ILCS 140/1 (West 2014). Under section 1.2 of FOIA (5 ILCS 140/1.2 (West 2014)), "[a]ll records in the custody or possession of a public body are presumed to be open to inspection or copying." Section 3(a) of FOIA (5 ILCS 140/3(a) (West 2014)) provides that "[eJach public body shall make available to any person for inspection or copying all public records, except as otherwise provided in Sections 7 and 8.5 of this Act." Section 3(d) of FOTA (5 ILCS 140/3(d) (West 2014)) provides that “each public body shall, promptly, either comply with or deny a request for public records within 5 business days after its receipt of the request, unless the time for response is properly extended under subsection (e) of this Section." Pursuant to section 3(e) of FOIA (5 ILCS 140/3(e) (West 2014)), a public body may extend the time for its response "for not more than 5 business days from the original due date" for any of the seven enumerated reasons in that section. Section 3(f) of FOIA further provides that:
When additional time is required for any of the above reasons, the public body shall, within 5 business days after receipt of the request, notify the person making the request of the reasons for extension and the date by which the response will be forthcoming. Failure to respond within the time permitted for extension shall be considered a denial of the request. A public body that fails to respond to a request within the time permitted for extension but thereafter provides the requester with copies of the requested public records may not impose a fee for those copies. A public body that requests an extension and subsequently fails to respond to the request may not treat the request as unduly burdensome under subsection (g).
The facts are undisputed that the District extended the time for response pursuant to section 3(e) of FOIA. Although the District properly sent notification of the extension within 5 business days after its receipt of the request, the District erroneously extended the time by six business days, to December 29, 2015, rather than five business days, to December 28, 2015. The District properly accounted for December 25, 2015, as a non-business day, but still extended the time for response by six business days. More importantly, however, the District did not respond within the time permitted for the extension, and as of the date of this binding opinion has not responded to Mr. Conway's FOIA request or to the Public Access Bureau. The District's failure to respond within the time permitted by the extension constitutes a dental of the request, and a violation of section 3(f) of FOIA.
FINDINGS AND CONCLUSIONS
After full examination and giving due consideration to the information submitted, the Public Access Counselor's review, and the applicable law, the Attorney General finds that:
1) On December 10, 2015, Mr. Marlon Conway submitted a FOIA request to the District seeking copies of all e-mails, cellular telephone calls and text messages of Michael Allen and Keesha Buchannan from August 1, 2015, to November 25, 2015, all Applitrak information made by Michael Allen from April 1, 2007, to May 31, 2014, and all employment applicant interview reports for Lowell-Longfellow School conducted by Mr. Conway from September 1, 2007, to June 1, 2011.
| 2) On December 18, 2015, the District e-mailed a letter to Mr. Conway informing him that it had received his FOTA request on December 11, 2015, and that it was extending the time for its response by 5 business days, pursuant to section 30f FOIA, to December 29, 2015. The District did not subsequently respond to Mr. Conway's FOIA request.
3) On January 27, 2016, Mr. Conway asked the Public Access Counselor to review the District's denial of his FOIA request. The Request for Review was timely filed and otherwise complies with the requirements of section 9.5(a) of FOTA (5 ILCS 140/9.5(a) (West 2014)). Therefore, the Attorney General may properly issue a binding opinion with respect to this matter.
4) On February 1, 2016, the Public Access Bureau forwarded a copy of Mr. Conway's Request for Review to the District, together with a letter asking the District to advise this office whether it had received and responded to Mr. Conway's December 10, 2015, FOIA request. The District did not respond to this office's inquiry.
5) On February 18, 2015, this office sent the District an e-mail, asking that the District advise this office of the status of the District's response to Mr. Conway's December 10, 2015, FOIA request.
6) To date, this office has received no confirmation or indication that the District has responded to Mr. Conway's request.
Therefore, it is the opinion of the Attorney General that the District has violated section 3(f) of FOIA by failing to respond to Mr. Conway's request for public records within the time permitted by the extension authorized by the Act. Accordingly, the District is hereby directed to take immediate and appropriate action to comply with this opinion by providing Mr. Conway with all records responsive to his December 10, 2015, FOIA request, subject only to permissible redactions, if any, under section 7 of FOIA (5 ILCS 140/7 (West 2014), as amended by Public Acts 99-298, effective August 6, 2015; 99-346, effective January |, 2016).’ If the District determines that any portion of the responsive records is exempt from disclosure under section 7, the District is directed to issue a written denial that fully complies with the requirements of section 9(a) of FOIA (5 ILCS 140/9(a) (West 2014)).
This opinion shall be considered a final decision of an administrative agency for the purposes of administrative review under the Administrative Review Law. 735 ILCS 5/3-101 et seq. (West 2014). An aggrieved party may obtain judicial review of the decision by filing a complaint for administrative review with the Circuit Court of Cook or Sangamon County within 35 days of the date of this decision naming the Attorney General of Illinois and Mr. Marlon Conway as defendants. See 5 ILCS 140/11.5 (West 2014).
Sincerely, _ LISA MADIGAN
ATTORNEY GENERAL
By:
Michael J. Luke Counsel to the Attorney General copy of the foregoing Binding Opinion (Public Access Opinion 16-003) upon:
Mr. Marlon Conway 9311 South Wabash Avenue Chicago, Illinois 60619 [email protected] Ms. Sirlena Thomas FOIA Officer Harvey School District 152 ' 16001 Lincoln Avenue + Harvey, Illinois 60424 [email protected] by causing a true copy thereof to be sent electronically to the addresses as listed above and by -causing to be mailed a true copy thereof in correctly addressed, prepaid envelopes to be deposited in the United States mail at Springfield, Illinois on March 25, 2016.
SARAH L. PRATT Public Access Counselor SARAH L. PRATT Public Access Counselor
Notes from the original PDF (9)
- 100 West Randolph Street, Chicago, Illinois 60601 * (312)814-3000 * TTY: (800) 964-3013 © Fax: (312) 814-3806 601 South University Avenue, Suite 102, Carbondale, INlinois 62901 * (618) 529-6400 * TTY: (877) 675-9339 +* Fax: (618) 529-6416 ‘Gp
- 'E-mail from Marlon Conway to Sirlena Thomas, Ralph H. Lowenstein, and Betsy Pawlicki {Harvey Public Schools District Number 152] (December 10, 2015).
- *Letter from Sirlena Thomas, District Freedom of Information Officer, Harvey Public Schools District Number 152, to Marlon Conway (December 18, 2015).
- request.
- ‘Letter from Sirlena Thomas, District Freedom of Information Officer, Harvey Public Schools District Number 152, to Marlon Conway (December 18, 2015).
- “E-mail from Marlon Conway to Public Access Bureau, Office of the Illinois Attorney General (January 27, 2016).
- *Letter from Matthew Hartman, Assistant Attorney General, Public Access Bureau, Office of the Attorney General to Sirlena Thomas, FOIA Officer, Harvey School] District 152 (February 1, 2016).
- *E-mail from Jodi Cames, Paralegal, Office of the Attorney General, Public Access Bureau, to {Sirlena] Thomas, [FOIA Officer], [Harvey Public Schools District Number 152] (February 18, 2016).
- "Because the District did not comply with the statutory requirements for responding to Mr. Conway's FOIA request, the District is precluded from treating the request as unduly burdensome or imposing copying fees for the responsive records. 5 ILCS 140/3(f) (West 2014) ("A public body that fails to respond to a request within the time permitted for extension but thereafter provides the requester with copies of the requested public records may not impose a fee for those copies. A public body that requests an extension and subsequently fails to respond to the request may not treat the request as unduly burdensome under subsection (g).").
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