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FOIADetermination Letter (non-binding)Violation foundPolice & Investigative Records

Winnebago County Sheriff's Office improperly denied dashcam footage under FOIA exemption 2.15(c)

The request sought dash camera video and police reports concerning a fatal vehicle pursuit and subsequent arrest.

Date issued
March 31, 2015
Request number(s)
34055
Public body
Winnebago County Sheriff's Office
Statute(s)
5 ILCS 140/2.15(c)
Exemption(s) discussed
2.15(c) — Arrest-report details may be withheld if disclosure would interfere with law enforcement, endanger safety, or compromise facility security
Outcome
Improperly withheld records

Plain-language summary

A reporter requested dashcam footage and police records from the Winnebago County Sheriff's Office regarding a fatal crash. The Sheriff's Office denied the request, citing a pending post-sentencing motion. The Illinois Attorney General's Public Access Bureau determined the denial was improper because the Sheriff's Office did not show how disclosure would interfere with the pending proceeding at this post-conviction stage, and much of the requested records were not among the types of arrest report information that could be withheld under section 2.15(c). The Attorney General requested the Sheriff's Office to release the records subject to redactions for private information.

Legal question

Whether the 'pending case' exemption under section 2.15(c) of FOIA applies to records after a conviction has been entered in the underlying criminal matter.

Holding

The Winnebago County Sheriff's Office improperly denied the FOIA request because it failed to demonstrate that disclosure would interfere with a pending law enforcement proceeding, and the requested records were not within the scope of the section 2.15(c) exemption for certain arrest report information.

Summary

The Winnebago County Sheriff's Office improperly denied a FOIA request for dash camera video and police reports related to a fatal crash by citing a pending case exemption that did not apply because the individual involved had already been convicted. The PAC determined the records must be disclosed, subject to appropriate redactions of private information.

police recordsdashcam videopending case exemptionFOIA denial

Extracted text (1,209 words)

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OFFICE OF THE ATTORNEY GENERAL

STATE OF ILLINOIS

Lisa Madigan

ATTORNEY GENERAL

March 31, 2015

Via electronic mail

Mr, Jeff Kolkey

Staff Writer

Rockford Register Star

[street address redacted for site publication -- see original PDF]

[email protected] Via electronic mail

Captain Annette Retzlaff

Records Manager

Winnebago County Sheriff's Office

650 West State Street

Rockford, Illinois 61102

[email protected]

RE: FOIA Request for Review — 2015 PAC 34055

Dear Mr. Kolkey and Captain Retzlaff:

This determination is issued pursuant to section 9.5(f) of the Freedom of Information Act (FOIA) (5 ILCS 140/9.5(£) (West 2012), as amended by Public Act 98-1129, effective December 3, 2014). For the reasons stated below, the Public Access Bureau concludes that the Winnebago County Sheriff's Office (Sheriff's Office) improperly denied Mr. Jeff Kolkey’ s March 5, 2015, FOIA request.

On that date, Mr. Kolkey submitted a FOIA request to the Sheriffs Office seeking copies of the dash camera video recording of the police pursuit and fatal crash that resulted in the arrest of well as related police reports and other documentation. On March 9, 2015, the Sheriff's Office denied the request under section 2.15(c) of FOIA (5 ILCS 140/2. 15(c), (West 2012)), asserting that this provision "exempts a pending case from being released."' (Emphasis in original). Mr. Kolkey disputes that denial, noting that has already been convicted and sentenced.

On March 17, 2015, this office forwarded a copy of the Request for Review to the Sheriff's Office and asked it to provide a detailed explanation of the factual and legal bases for the assertion that section 2.15(c) of FOIA is a valid basis for withholding the responsive records, including an explanation as to why the Sheriff's Office believes the records concern a pending case and how disclosure of the records would interfere with a pending case. We also requested a representative sample of the records that were withheld for our confidential review. On March 30! 2015, this office received the Sheriff's Office's response stating that a post-sentencing motion is pending in the underlying court case, and that the Sheriff's Office intends to disclose the records to Mr. Kolkey after the conclusion of the trial court proceedings; no records were included with that response.

DETERMINATION

All public records in the possession or custody of a public body "are presumed to belopen to inspection and copying." 5 ILCS 140/1.2 (West 2012); see also Southern Illinoisan v. Mlinois Dept. of Public Health, 218 Ill. 2d 390, 415 (2006). A public body "has the burden of proving by clear and convincing evidence" that a record is exempt from disclosure. 5 ILCS 140/1.2 (West 2012).

Section 2.15(a) of FOIA (5 ILCS 140/2.15(a) (West 2012)) generally requires the disclosure of the following arrest report information:

(i) information that identifies the individual, including the name, age, address, and photograph, when and if available; (ii)

information detailing any charges relating to the arrest; (iii) the time and location of the arrest; (iv) the name of the investigating or arresting law enforcement agency; (v) if the individual is incarcerated, the amount of any bail or bond; and (vi) if the individual is incarcerated, the time and date that the individual was received into, discharged from, or transferred from the arresting agency's custody.

Information referenced in subsections (iii) through (vi) of section 2.15(a) may be withheld, but only if its "disclosure would: (i) interfere with pending or actually and reasonably contemplated law enforcement proceedings conducted by any law enforcement agency; (ii) endanger the life or ‘Letter from Captain Annette Retzlaff, Records Manager, Rockford County Sheriff's Office, to ff Kolkey (March 9, 2015).

Captain Annette Retzlaff

March 31, 2015

physical safety of law enforcement or correctional personnel or any other person; or (iii) compromise the security of any correctional facility." 5 ILCS 140/2.15(c) (West 2012).

The recording and much of the written documentation sought by Mr. Kolkey are not among the four types of arrest report information that may be withheld under section 2.15(c) if disclosure would interfere with a pending law enforcement proceeding. Therefore, section 2.15(c) does not provide a basis for withholding the records in their entireties. To the extent that discrete portions of records in question do contain information set forth in subsections (iii) through (vi) of section 2.15(c), the Sheriff's Office's mere citation to a pending post-sentencing motion is unavailing. The Sheriff's Office has not provided facts from which we could conclude that disclosure of the records at this post-conviction stage of the prosecution would interfere with that proceeding.

Nor are the records exempt from disclosure pursuant to section 7(1)(d)(i) of FOIA (5 ILCS 140/7(1)(d)(i) (West 2013 Supp.), as amended by Public Act 98-695, effective December 3, 2014), which permits a public body to withhold information that would "interfere with pending or actually and reasonably contemplated law enforcement proceedings conducted by lany law enforcement or correctional agency that is the recipient of the request{.]" (Emphasis added.) The Sheriff's Office is not conducting the trial court proceedings that it cited as its basis for withholding the records, and it has not demonstrated or asserted that disclosure of the records would interfere with any pending or actually and reasonably contemplated law enforcement proceeding that the Sheriff's Office is conducting. Accordingly, we conclude that the Sheriff's Office improperly denied Mr. Kolkey’s request.

In accordance with this determination, we request that the Sheriff's Office furnish copies of the requested records to Mr. Kolkey, subject to appropriate redactions pursuant to sections 7(1)(b) and 7(1)(d)(iv) of FOIA? (5 ILCS 140/7(1)(b), (1)(d)Giv) (West 2013 Supp.), as Section 7(1)(d{iv) exempts from disclosure information that would "unavoidably disclose the identity of a confidential source, confidential information furnished only by the confidential source, or persons who fi le complaints with or provide information to administrative, investigative, law enforcement, or penal agencies;” section 7(1)(b) exempts from disclosure "private information", which FOIA defines as:

unique identifiers, including a person's social security number, driver's license number, employee identification number, biometric identifiers, personal financial information, passwords or other access codes, medical records, home amended by Public Act 98-695, effective July 3, 2014). If any information is redacted, the Sheriff's Office must provide Mr. Kolkey with a supplemental written response that includes a detailed factual basis for the applicability of any asserted exemptions. See 5 ILCS 140/9(a)

(West 2012).

The Public Access Counselor has determined that resolution of this matter does notjrequire the issuance of a binding opinion. If you have any questions, please contact me at (312) 814-6756. This letter serves to close this file.

34055 f 2.15 improper county

Assistant Bureau Chief

Public Access Bureau