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FOIADetermination Letter (non-binding)Closed no further actionOther

Kendall County Technology Services Department: judicial records held by FOIA-subject body not subject to disclosure

Emails between a circuit court clerk and a law firm regarding a contract, held by a county technology department.

Date issued
December 19, 2023
Request number(s)
79328
Public body
Kendall County Technology Services Department
Statute(s)
5 ILCS 140/25 ILCS 140/2.5
Outcome
Closed, no further action

Plain-language summary

FOIA applies only to records of public bodies, and the judiciary is explicitly excluded from the definition of a public body. Even though the records were held by a FOIA-subject department, they were created and used for the Circuit Clerk's judicial functions, so they remain judicial records outside FOIA's scope. The public interest in disclosure or the fact that public funds were involved does not override this threshold exclusion; the records must first qualify as public records under FOIA. Therefore, the PAC closed the file without requiring disclosure.

Legal question

Are records of a judicial office, held by a separate FOIA-subject public body, subject to disclosure under FOIA?

Holding

The PAC determined that no further action is warranted because the requested records pertain to the judiciary and are not public records under FOIA.

Summary

The requester sought emails between the Kendall County Circuit Clerk and a law firm from the Technology Services Department, but the PAC determined no further action was warranted because the Circuit Clerk's Office is part of the judiciary and not subject to FOIA, and records of its business are not public records even if held by another public body.

judicial recordspublic bodyFOIA exemptioncircuit clerkpublic funds

Reading view (964 words)

This reading view follows the source PDF's positioned text blocks. Page headers, repeated office furniture, and lower-margin notes are kept out of the narrative; source notes are available below. Reconstruction is automatic and imperfect — the PDF is the authoritative version, and it's linked on this page.

Dear-:

This determination is issued pursuant to section 9 .5( c) of the Freedom of Information Act (FOIA) (5 ILCS 140/9.5(c) (West 2022)). For the reasons set forth below, the Public Access Bureau has determined that no further action is warranted in this matter.

On December 11, 2023, you submitted a FOIA request to the Kendall County Technology Services Department (Department) seeking copies of "any electronic communications, including but not limited to, emails and texts between Circuit Court Clerk Matthew Prochaska and the law firm Harris & Harris, including its principals during the time frame of July I-July 31, 2023." 1 Later that same day, the Kendall County Circuit Clerk's Office (Circuit Clerk's Office) responded, asserting that as a member of the judiciary, it was not subject to the requirements of FOIA. On December 12, 2023, you submitted this Request for Review contesting that response. In particular, you contend that your FOIA request was directed to the Department, which is not a member of the judiciary but rather is a public body subject to the requirements of FO IA. You also argue that disclosure of the requested information, which pertains to a signed contract between the Circuit Clerk's Office and a private entity, is of significant public interest because it concerns the use of public funds. 2 FOIA governs requests for public records maintained by public bodies. See 5 ILCS 140/1 (West 2022). Section 2(c) ofFOIA (5 ILCS 140/2(c) (West 2022)) defines "public records" as "all records* ** pertaining to the transaction of public business, regardless of physical form or characteristics, having been prepared by or for, or having been or being used by, received by, in the possession of, or under the control of any public body." Section 2(a) of FOIA (5 ILCS 140/2(a) (West 2022)) defines a "public body" as:

[A]ll legislative, executive, administrative, or advisory bodies of the State, state universities and colleges, counties, townships, cities, villages, incorporated towns, school districts and all other municipal corporations, boards, bureaus, committees, or commissions of this State, any subsidiary bodies of any of the foregoing including but not limited to committees and subcommittees thereof, and a School Finance Authority created under Article 1 E of the School Code. "Public body" does not include a child death review team or the Illinois Child Death Review Teams Executive Council established under the Child Death Review Team Act.

Based on that definition, the Illinois Appellate Court has determined that FOIA is not applicable to the judiciary or its agents. Newman, Raiz & Shelmadine, LLC v. Brown, 394 Ill. App. 3d 602 (2009) (the office of the Circuit Clerk being a part of the judicial branch is excluded from the definition of a "public body" as it is defined in section 2(a) ofFOIA); see also Copley Press, Inc. v. Administrative Office of the Courts, 271 Ill. App. 3d 548 (2d Dist. 1995).

It is undisputed that you seek electronic correspondence sent to and received by the Circuit Clerk's Office. You contend that the records are subject to FOIA because the Department, as the County's apparent custodian of electronic information, is subject to FOIA and presumably possesses the requested records in the ordinary course of its business. When interpreting a statute, however, "[i]t is always presumed that the legislature did not intend to cause absurd, inconvenient, or unjust results." People v. Garcia, 241 Ill. 2d 416,421 (2011). To permit members of the public to obtain records of the judiciary that are not otherwise subject to FOIA merely because those records are hosted on e-mail servers managed by a shared information technology department would lead to an absurd result that is contrary to plain language of FOIA, which excludes the judiciary from its requirements. Accordingly, the Public Access Bureau has previously determined that e-mails in the possession of a county information technology department that were sent or received from members of the judiciary pertain to the transaction of the business of the judiciary, which is not a public body subject to the disclosure requirements ofFOIA. Ill. Att'y Gen. PAC Req. Rev. Ltr. 74783, issued October 18, 2021, at 3. Similarly, because the records you seek pertain to the transaction of the business of the Circuit Clerk's Office, which is an agent of the judiciary, those records are not subject to the requirements of FOIA despite presumably being maintained on the Department's e-mail servers.

Likewise, the public interest in disclosure of the contract and the requirements of section 2.5 of FOIA3 are not relevant to this matter because the records are not "public records" as defined by FOIA in the first place. Accordingly, this office has determined that no further action is warranted in this matter.

This letter serves to close this file. If you have future questions concerning the requirements of FOIA, please contact me at the Springfield address on the first page of this letter.

Very truly yours, CHRISTOPHER R. BOGGS Deputy Public Access Counselor Public Access Bureau 79328 f not a pb

Notes from the original PDF (2)
  1. 1FOIA request fro to "Web_ Email_ [email protected]" (December 11, 2023). 2Section 2.5 of FOIA (5 ILCS 140/2.5 (West 2022)) provides that "[a]ll records relating to the obligation, receipt, and use of public funds of the State, units of local government, and school districts are public records subject to inspection and copying by the public."
  2. 3"All records relating to the obligation, receipt, and use of public funds of the State, units oflocal government, and school districts are public records subject to inspection and copying by the public." 5 ILCS 140/2.5 (West 2022).